Unclaimed
John Paul Barringer is an investment advisor representative with Cetera Investment Advisers LLC in Greenwood Village, Colorado. John Paul has been in the financial services industry since September 1986 and has experience working with individuals, corporations, and other clients. John Paul is also a Certified Financial Planner. He holds several licenses and registrations, including Series 7, Series 10, Series 24, and Series 63, among others. John Paul offers a variety of financial services, including financial planning, portfolio management, and pension consulting. His experience with a variety of firms over several years allows him to provide a comprehensive approach to financial advising.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
01/16/2015 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (GREENWOOD VILLAGE CO)
CO
06/01/2009 - 01/27/2015
MORGAN STANLEY (DENVER CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DENVER CO)
CO
09/26/1986 - 04/02/2007
MORGAN STANLEY DW INC. (DENVER CO)
NA
09/26/1986 - 02/20/1987
DUNHILL INVESTMENTS LTD.
IA
Issued 2/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/17/2016
Series 24 - General Securities Principal Examination
BC
Issued 3/22/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/9/1989
Series 3 - National Commodity Futures Examination
BC
Issued 9/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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