Unclaimed
John Paul Barringer is a financial professional with over 30 years of experience in the financial services industry. John Paul has been registered with the Securities and Exchange Commission since 1986 and is a registered representative with Cetera Investment Advisers LLC. Prior to joining Cetera, John Paul was a Managing Partner with Executive Wealth Planning and a Financial Professional with First Financial Equity Corporation. John Paul is a Certified Financial Planner and holds the Series 7, 9, 10, 24, 63, and 65 licenses. John Paul specializes in providing financial planning and investment management services to individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
01/16/2015 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (GREENWOOD VILLAGE CO)
CO
06/01/2009 - 01/27/2015
MORGAN STANLEY (DENVER CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DENVER CO)
CO
09/26/1986 - 04/02/2007
MORGAN STANLEY DW INC. (DENVER CO)
NA
09/26/1986 - 02/20/1987
DUNHILL INVESTMENTS LTD.
IA
Issued 02/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/17/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/22/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1989
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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