Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Woodby is a financial professional with over 28 years of experience in the industry. John is currently a registered representative with Ernst & Young Capital Advisors, LLC. Prior to this, John worked with Oppenheimer & Co. Inc., CIBC World Markets Corp., Goldman, Sachs & Co., and Lehman Brothers Inc. John has a strong background in investment banking and holds various licenses and designations, including Series 7, Series 24, Series 63, and Series 79. John is registered to conduct business in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/11/2013 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
01/14/2008 - 08/15/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/08/2004 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
05/24/2000 - 12/05/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/31/1994 - 05/24/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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