Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Ward is a financial advisor with over 25 years of experience in the industry. John is currently registered with Wells Fargo Clearing Services, LLC and works out of their Princeton, NJ office. Prior to joining Wells Fargo Clearing Services, LLC, John was a financial advisor at TD Private Client Wealth LLC. John has a strong track record of helping clients reach their financial goals. John is committed to providing personalized financial advice and is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/16/2022 - Present
Wells Fargo Clearing Services, LLC (PRINCETON NJ)
NJ
05/03/2017 - 03/17/2022
TD PRIVATE CLIENT WEALTH LLC (Princeton NJ)
IN
05/30/2006 - 07/08/2008
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
PA
09/03/2003 - 11/20/2003
CITCO-QUAKER FUND DISTRIBUTORS, INC. (MALVERN PA)
FL
01/26/2001 - 08/29/2001
VFINANCE INVESTMENTS (BOCA RATON FL)
NY
06/03/1997 - 07/27/1999
HOENIG & CO., INC. (NEW YORK NY)
NY
11/07/1995 - 09/24/1996
RESRV PARTNERS, INC. (NEW YORK NY)
BOTH
Issued 05/24/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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