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John Patrick Walsh

Jefferies LLC

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About John Patrick Walsh

John Patrick Walsh is a securities professional registered with the state of Massachusetts. John has worked in the financial services industry for over 7 years. John currently works for Jefferies LLC, where they began working on July 8, 2015. John has also worked for BB&T Securities, LLC. John passed the Uniform Securities Agent State Law Examination (Series 63), the Securities Industry Essentials Examination (SIE), and the Investment Banking Registered Representative Examination (Series 79). John is registered with the state of Massachusetts and New York.

Firm Information

John Walsh is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Walsh’s Registration & Firm History

MA

07/08/2015 - Present

Jefferies LLC (BOSTON MA)

MA

07/08/2015 - 07/15/2015

BB&T SECURITIES, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 06/12/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Patrick Walsh.
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