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John Patrick Twomey

Pruco Securities, LLC

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About John Patrick Twomey

John Patrick Twomey is a registered investment advisor and has been active in the financial services industry since March 8, 1996. John Patrick Twomey is currently registered with Pruco Securities, LLC in Newark, New Jersey. John Patrick Twomey has previously been registered with several firms, including Wall Street Discount Corporation (The), Prudential Securities Incorporated, First Options of Chicago, Inc. and Investors Associates, Inc. John Patrick Twomey is also registered with the state of New Jersey as an investment advisor representative and with the state of New York as a broker-dealer.

Firm Information

John Twomey is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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John Twomey’s Registration & Firm History

NJ

11/01/2016 - Present

Pruco Securities, LLC (Middletown NJ)

NY

10/12/1998 - 02/22/2000

WALL STREET DISCOUNT CORPORATION (THE) (NEW YORK NY)

NY

12/09/1999 - 02/10/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

IL

01/01/1996 - 04/09/1998

FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)

NJ

03/04/1994 - 06/29/1994

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

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Licenses & Designations

IA

Issued 10/20/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/24/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Patrick Twomey.
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