Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Sulit is a registered representative with HSBC Securities (USA) Inc. John has over 20 years of experience in the financial services industry. John has a strong background in providing financial advice to a wide range of clients, including individuals, businesses, and institutions. John holds the Series 7, Series 9, Series 10, Series 24, Series 26, and Series 66 licenses. John also holds the SIE exam. John is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/08/2021 - Present
Hsbc Securities (usa) Inc. (NEW HYDE PARK NY)
IL
04/02/2001 - 01/11/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MN
09/25/2000 - 02/22/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/25/2000 - 02/22/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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