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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John patrick? Claim Your ProfileJohn Patrick Suciu is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in San Francisco, CA. John Patrick Suciu has been in the securities industry for over 24 years. John Patrick Suciu has passed the Series 63, 65, 66, 7 and SIE exams. John Patrick Suciu has held past registrations with BANC OF AMERICA INVESTMENT SERVICES, INC., BA INVESTMENT SERVICES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/24/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
MA
07/12/1999 - 09/11/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
02/10/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
12/07/1994 - 02/13/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 5/23/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 2/1/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/25/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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