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John-patrick Stathis

BNP Paribas Securities Corp.

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About John-patrick Stathis

John-patrick Stathis is a financial professional with over 16 years of experience in the securities industry. John-patrick is currently registered with BNP Paribas Securities Corp., a well-established firm known for its comprehensive financial services. Prior to his current role, John-patrick worked at SG Americas Securities, LLC and Morgan Stanley & Co., Incorporated. John-patrick holds the Series 7, Series 63, SIE and Series 99TO licenses. John-patrick is registered in New York.

Firm Information

John-patrick Stathis is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John-patrick Stathis’s Registration & Firm History

NJ

08/08/2013 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

NY

08/11/2006 - 12/13/2011

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

03/15/2005 - 05/17/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/28/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John-patrick Stathis.
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