Unclaimed
John Patrick Songer is a financial advisor with Siebert Williams Shank & Co., LLC. John has over 30 years of experience in the financial services industry. John is registered to provide securities-related services in 20 states. John is also a Series 24 General Securities Principal, and holds Series 3, 7, 63, 86, and 87 licenses. John has been with Siebert Williams Shank & Co., LLC since 2019. Prior to joining Siebert Williams Shank & Co., LLC, John worked at The Williams Capital Group, L.P., Topeka Capital Markets Inc., Seaport Global Securities LLC, Global Hunter Securities, LLC, Capital One Southcoast, Inc, and Linsco/Private Ledger Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/05/2019 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
08/24/2016 - 11/05/2019
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
NY
12/23/2015 - 05/23/2016
TOPEKA CAPITAL MARKETS INC. (NEW YORK NY)
LA
09/29/2014 - 03/09/2015
SEAPORT GLOBAL SECURITIES LLC (NEW ORLEANS LA)
LA
11/02/2010 - 09/29/2014
GLOBAL HUNTER SECURITIES, LLC (NEW ORLEANS LA)
LA
07/22/2003 - 10/28/2010
CAPITAL ONE SOUTHCOAST, INC (NEW ORLEANS LA)
SC
04/28/2003 - 07/24/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
SC
05/31/1994 - 04/28/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IL
04/16/2003 - 04/25/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
01/24/1992 - 06/21/1994
MARQUIS INVESTMENTS, L.L.C.
NY
01/24/1989 - 02/07/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/1994
Series 24 - General Securities Principal Examination
BC
Issued 08/09/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/18/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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