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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Schmidt is an investment advisor representative who is registered with Money Concepts Capital Corp. in Kentucky. John Schmidt has been in the industry since 1999. John has been affiliated with several firms, including Private Client Services, LLC, Waddell & Reed, Inc. and American Equity Investment Corporation. John holds a Series 6, Series 63 and Series 65 license. John Schmidt is also a Certified Public Accountant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
09/16/2015 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
IN
11/17/2010 - 09/14/2015
AMERICAN EQUITY INVESTMENT CORPORATION (NEW ALBANY IN)
KY
01/19/2010 - 07/14/2010
PRIVATE CLIENT SERVICES, LLC (LOUISVILLE KY)
IN
01/07/2008 - 12/31/2009
AMERICAN EQUITY INVESTMENT CORPORATION (NEW ALBANY IN)
KY
01/04/2007 - 12/21/2007
NEXT FINANCIAL GROUP, INC. (LOUISVILLE KY)
KY
04/01/1999 - 01/09/2007
WADDELL & REED, INC. (LOUISVILLE KY)
NY
01/15/1999 - 03/29/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 05/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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