Unclaimed
John Patrick Schmidt is a financial advisor at Alliancebernstein Investments, Inc. with over 35 years of experience in the financial services industry. John Patrick Schmidt is registered to provide investment advisory services in Illinois and Michigan. John Patrick Schmidt has a wide range of experience in the financial services industry. John Patrick Schmidt has worked at several firms, including Sanford C. Bernstein & Co., LLC, State Street Research Investment Services, Inc., The Advisors Group, Inc., Merit Capital Corporation, Richard Roberts Securities, Inc., H. J. Tessier & Co., Inc., Clifton Financial Services, Inc., and First Investors Corporation. John Patrick Schmidt holds the Series 6, Series 7, Series 22, and SIE licenses. John Patrick Schmidt is a highly experienced and qualified financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/1998 - Present
Alliancebernstein Investments, Inc. (NEW YORK NY)
NY
03/05/2014 - 12/22/2022
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
MA
04/10/1995 - 04/06/1998
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
MD
09/20/1988 - 04/06/1995
THE ADVISORS GROUP, INC. (BETHESDA MD)
IA
12/23/1987 - 09/07/1988
MERIT CAPITAL CORPORATION (DES MOINES IA)
NA
04/27/1987 - 12/08/1987
RICHARD ROBERTS SECURITIES, INC.
NA
12/11/1986 - 04/22/1987
H. J. TESSIER & CO., INC.
NA
09/03/1986 - 11/05/1986
CLIFTON FINANCIAL SERVICES, INC.
NA
07/25/1985 - 08/26/1986
DESIGN CAPITAL SECURITIES CORP.
NA
06/03/1986 - 07/08/1986
CLIFTON FINANCIAL SERVICES, INC.
NA
10/16/1984 - 06/26/1985
FIRST INVESTORS CORPORATION
BC
Issued 11/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/11/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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