Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Saxton is a financial advisor with Invesco Advisers, Inc., based in Stevenson Ranch, CA. John has been a registered financial advisor for over 30 years and has held numerous registrations in various states. John has a diverse background in the financial industry, having worked with several firms including Lazard Asset Management Securities LLC, Nationwide Investment Services Corporation, and Hoak Breedlove Wesneski & Co. John is also a Chartered Financial Analyst (CFA) and has a Series 6, 7, 31, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Ia to canadian registered mutual funds; portfolio management for private funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
01/01/2010 - Present
Invesco Advisers, Inc. (Stevenson Ranch CA)
CA
01/26/2007 - 12/02/2009
LAZARD ASSET MANAGEMENT SECURITIES LLC (SAN FRANCISCO CA)
OH
02/22/2001 - 01/30/2007
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
TX
05/05/2000 - 07/28/2000
HOAK BREEDLOVE WESNESKI & CO. (DALLAS TX)
TN
09/23/1996 - 12/23/1999
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
WI
07/17/1995 - 06/26/1996
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
07/21/1993 - 03/30/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
03/20/1992 - 07/16/1993
ALLIANCE ADVISORY & SECURITIES, INC. (WESTLAKE VILLAGE CA)
WI
08/29/1991 - 02/20/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 12/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 09/14/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Saxton is the right advisor for you? Invested Better is here to help.
