Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Roughen is a registered Investment Advisor Representative with Bison Wealth, LLC based in Atlanta, GA. John has been in the financial services industry since 2000, and holds both Series 6, 7, and 66 licenses. John has a deep understanding of the industry and has held previous positions with Truist Investment Services, Inc., Morgan Keegan & Company, Inc., PFIC Securities Corporation, RBC Centura Securities, Inc. and Allstate Financial Services, LLC. John has a wide range of experience working with high net worth individuals, corporations and businesses, as well as pension and profit-sharing plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
03/28/2024 - Present
Bison Wealth, LLC (ATLANTA GA)
GA
05/28/2015 - 10/10/2023
TRUIST INVESTMENT SERVICES, INC. (ALPHARETTA GA)
TN
04/05/2007 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
10/02/2006 - 04/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
GA
11/11/2003 - 05/16/2006
RBC CENTURA SECURITIES, INC. (ALPHARETTA GA)
NE
03/13/2000 - 11/01/2001
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
BOTH
Issued 05/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure John Roughen is the right advisor for you? Invested Better is here to help.
