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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Rice is a financial advisor with Stifel, Nicolaus & Company, Inc. John has been in the industry since 1995. John is registered to provide investment advisory services in Florida and Texas. John is a Series 7 and Series 63 licensed professional. John is also a SIE licensed professional. John is a financial advisor with a broad range of experience and expertise. John specializes in providing financial advice to individuals and families, businesses, and institutions. John is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/12/2017 - Present
Stifel, Nicolaus & Company, Inc. (VERO BEACH FL)
FL
01/01/2008 - 01/17/2017
WELLS FARGO CLEARING SERVICES, LLC (VERO BEACH FL)
FL
04/24/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (VERO BEACH FL)
BC
Issued 05/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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