Unclaimed
John Pinson is a financial professional with over 35 years of experience in the industry. John is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Prior to that, John was registered with several other firms including Bluerock Capital Markets LLC, Infinex Investments, Inc., Security Distributors, Inc., GNA Securities, Inc., and Pruco Securities Corporation. John holds FINRA Series 6, 7, and 63 licenses and the SIE exam. John has held licenses in multiple states including Colorado, Florida, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
11/02/2016 - 01/28/2020
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CT
11/03/2009 - 10/21/2016
INFINEX INVESTMENTS, INC. (MERIDEN CT)
KS
07/29/1997 - 01/26/2009
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
VA
01/09/1989 - 07/11/1997
GNA SECURITIES, INC. (GLEN ALLEN VA)
NJ
05/16/1984 - 01/24/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 07/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Pinson is the right advisor for you? Invested Better is here to help.