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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Perry is a financial advisor with over 30 years of experience in the industry. John Patrick Perry is currently registered with Rockefeller Financial LLC and Rockefeller Capital Management in North Carolina and Texas. John Patrick Perry specializes in providing financial planning, pension consulting and portfolio management services for individuals, businesses and investment companies. Prior to joining Rockefeller Financial LLC, John Patrick Perry was with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Olde Discount Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/13/2024 - Present
Rockefeller Financial LLC (Charlotte NC)
NC
08/18/2017 - 01/03/2024
MORGAN STANLEY (Charlotte NC)
NY
09/09/2014 - 05/17/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/07/2013 - 03/06/2014
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NJ
04/17/1991 - 12/11/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRIDGEWATER NJ)
MI
11/30/1988 - 01/24/1991
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
10/21/1987 - 05/25/1988
OMNI MUTUAL, INC.
IA
Issued 12/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/10/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2012
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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