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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Obrien is an investment advisor representative with Raymond James Financial Services Advisors, Inc. based in Minnetonka, MN. John is registered with the state of Minnesota. John has over 6 years of experience in the financial services industry. John is a graduate of the University of St Thomas. Prior to joining Raymond James Financial Services Advisors, Inc., John worked at Principal Securities, Inc. and Royal Alliance Associates, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MN
11/06/2023 - Present
Raymond James Financial Services Advisors, Inc. (Minnetonka MN)
MN
07/11/2017 - 05/14/2019
ROYAL ALLIANCE ASSOCIATES, INC. (MINNEAPOLIS MN)
MN
09/29/2016 - 04/20/2017
PRINCIPAL SECURITIES, INC. (MINNETONKA MN)
BOTH
Issued 10/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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