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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Obrien is a financial advisor with LPL Financial LLC in Pacific Palisades, CA. John Patrick Obrien has been in the industry since 1995 and has a long history of working with clients in the Pacific Palisades, CA area. John Patrick Obrien offers a range of financial services, including portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/14/2020 - Present
LPL Financial LLC (PACIFIC PALISADES CA)
CA
02/11/2005 - 04/02/2020
PENATES GROUP, INC. (PACIFIC PALISADES CA)
FL
03/08/2002 - 02/09/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
12/18/2000 - 04/01/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NJ
09/22/1998 - 11/30/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/23/1995 - 09/23/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/19/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/08/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/16/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/13/2005
Series 4 - Registered Options Principal Examination
BC
Issued 04/20/2005
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/1996
Series 3 - National Commodity Futures Examination
BC
Issued 08/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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