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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Nelligan is a financial advisor at Fidelity Personal And Workplace Advisors in Covington, Kentucky. John has been in the financial services industry since 2012. John is a Certified Financial Planner and holds Series 66, Series 7 and SIE licenses. John has previously worked for CUNA BROKERAGE SERVICES, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, CETERA INVESTMENT SERVICES LLC and PNC INVESTMENTS. John is registered to provide investment advice in 52 states, and also holds investment advisor registrations in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
06/11/2021 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
MI
01/31/2020 - 05/04/2021
CUNA BROKERAGE SERVICES, INC. (Auburn Hills MI)
MI
09/17/2018 - 01/21/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (EAST LANSING MI)
MI
06/04/2014 - 09/11/2018
CETERA INVESTMENT SERVICES LLC (KALAMAZOO MI)
MI
08/03/2012 - 04/16/2014
PNC INVESTMENTS (BATTLE CREEK MI)
BOTH
Issued 10/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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