Unclaimed
John Patrick Murphy has been in the financial services industry since 1973. John is currently registered with Wells Fargo Clearing Services, LLC in California and Texas. John has been affiliated with Wells Fargo Advisors LLC since May 2009 and Wells Fargo Clearing Services, LLC since November 2016. John's previous experience includes affiliations with Bateman Eichler, Hill Richards, Incorporated, Drexel Burnham Lambert Incorporated, and E. F. Hutton & Company Inc. John provides investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/03/2011 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
NA
06/07/1989 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
10/09/1986 - 06/13/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
04/28/1975 - 10/20/1986
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
03/15/1973 - 12/13/1974
E. F. HUTTON & COMPANY INC
IA
Issued 05/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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