Unclaimed
John Molloy is a financial advisor with Victory Capital Services, Inc. John has been in the financial services industry since 2005. John is licensed to sell securities in the state of Texas. John has passed the Series 6, 7, 63, and SIE exams. John previously worked at Nuveen Securities, LLC, Calamos Financial Services LLC, and Zurich Kemper Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/02/2021 - Present
Victory Capital Services, Inc. (San Antonio TX)
IL
01/20/2009 - 12/31/2020
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
08/25/2006 - 10/07/2008
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
IL
01/01/2005 - 08/01/2006
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
IL
04/18/1997 - 08/05/1997
ZURICH KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 05/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Molloy is the right advisor for you? Invested Better is here to help.