Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Mitchell is a financial advisor with over 27 years of experience in the financial services industry. John has a broad background in financial services. John is a Series 7, 24, 63, 99TO and SIE licensed professional and is registered with Wells Fargo Securities, LLC. John is registered in 53 states and jurisdictions and has previously been associated with firms such as UBS Securities LLC, Scotia Capital (USA) Inc., BNP Paribas Securities Corp. and U.S. Bancorp Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/06/2007 - Present
Wells Fargo Securities, LLC (New York NY)
NY
04/19/2005 - 10/05/2006
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
06/18/2003 - 04/29/2005
UBS SECURITIES LLC (NEW YORK NY)
CT
04/07/2003 - 06/30/2003
ADVEST, INC. (HARTFORD CT)
NY
06/27/2000 - 02/24/2003
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
FL
06/27/2000 - 07/21/2000
BNP CAPITAL MARKETS, LLC (MIAMI FL)
MN
01/04/1999 - 07/17/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NA
07/17/1998 - 01/04/1999
LIBRA INVESTMENTS, INC.
NY
08/12/1996 - 06/19/1998
UBS SECURITIES LLC (NEW YORK NY)
NY
04/08/1994 - 08/01/1996
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 05/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Mitchell is the right advisor for you? Invested Better is here to help.
