Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Miller is a financial professional with over 10 years of experience in the financial industry. John has a Series 3, Series 7, Series 63, and SIE licenses. John is currently registered with TD Securities (usa) LLC. John was previously registered with Cowen and Company. John is currently registered in the District of Columbia and is active in the Broker-Dealer space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
DC
10/15/2021 - 04/11/2024
COWEN AND COMPANY (WASHINGTON DC)
BC
Issued 04/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/29/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2014
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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