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John Patrick McNulty

BMO Capital Markets Corp.

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About John Patrick McNulty

John Patrick McNulty is a financial professional with over 27 years of experience in the financial services industry. John Patrick McNulty is currently registered with BMO Capital Markets Corp. Prior to that, John Patrick McNulty was registered with CREDIT SUISSE SECURITIES (USA) LLC, J.P. MORGAN SECURITIES INC. and GLICKENHAUS & CO.. John Patrick McNulty holds Series 63, Series 24, SIE, Series 87, and Series 7 licenses. John Patrick McNulty is registered in 51 states and the District of Columbia. John Patrick McNulty is a registered representative of BMO Capital Markets Corp., which provides portfolio management services for pooled investment vehicles.

Firm Information

John McNulty is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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John McNulty’s Registration & Firm History

NY

10/10/2017 - Present

BMO Capital Markets Corp. (New York NY)

NY

07/29/1999 - 10/31/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/09/1996 - 07/26/1999

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/28/1995 - 11/26/1996

GLICKENHAUS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/27/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Patrick McNulty.
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