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John Patrick McNicholas

Ages Financial Services, Ltd.

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About John Patrick McNicholas

John Patrick McNicholas is an investment professional with over two decades of experience in the financial services industry. John has a proven track record of success in investment banking and wealth management. He is currently a Registered Representative with Ages Financial Services, Ltd. and holds Series 7, 79TO, 24 and 63 securities licenses. John has previously held positions with firms such as Source Capital Group, Inc., C & CO/PRINCERIDGE LLC, J.P. Morgan Securities Inc., and The Blackstone Group L.P. John is dedicated to providing personalized investment advice and financial planning solutions to his clients.

Firm Information

John McNicholas is currently registered with Ages Financial Services, Ltd.. Ages Financial Services, Ltd. is a corporation registered in 53 states and the District of Columbia. It was formed on June 25, 1984. The firm has been approved by the SEC and has received three regulatory event disclosures and two arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John McNicholas’s Registration & Firm History

CT

01/03/2017 - Present

Ages Financial Services, Ltd. (Stamford CT)

CT

12/16/2016 - 01/03/2017

SOURCE CAPITAL GROUP, INC. (STAMFORD CT)

CT

09/15/2015 - 11/14/2016

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

NY

09/28/2009 - 10/15/2013

C & CO/PRINCERIDGE LLC (NEW YORK NY)

NY

07/15/2004 - 03/16/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

11/20/1996 - 07/06/2004

THE BLACKSTONE GROUP L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/05/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Patrick McNicholas.
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