Unclaimed
John McGarrity is a registered representative with XMS Capital Partners, LLC. John has been in the securities industry since March 23, 2006. John has passed the Series 7, Series 24, Series 63 and SIE exams. Previously, John was registered with River Branch Capital LLC, Man Investments Inc. and Banc One Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/19/2016 - Present
XMS Capital Partners, LLC (CHICAGO IL)
IL
07/19/2011 - 06/17/2015
RIVER BRANCH CAPITAL LLC (CHICAGO IL)
IL
11/09/2004 - 04/20/2009
MAN INVESTMENTS INC. (CHICAGO IL)
IL
05/29/2002 - 07/15/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 11/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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