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John Patrick Maguire

ARQ Securities

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About John Patrick Maguire

John Maguire has been in the financial services industry since September 1998. Currently, John is registered with Arq Securities and holds Series 3, 7, 9, 10, 63 and 66 licenses. John has worked for several prominent financial institutions including Goldman, Sachs & Co., Oppenheimer & Co., Inc. and Alexander Capital, L.P. John is a licensed securities professional in New Jersey.

Firm Information

John Maguire is currently registered with ARQ Securities. ARQ Securities is a Limited Liability Company formed on January 2, 2015. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Maguire’s Registration & Firm History

MT

04/19/2021 - Present

ARQ Securities (WHITEFISH MT)

NY

01/18/2019 - 04/09/2021

ALEXANDER CAPITAL, L.P. (NEW YORK NY)

NJ

08/31/2016 - 02/08/2017

SIGNATOR INVESTORS, INC. (LIVINGSTON NJ)

NY

01/04/2006 - 07/25/2014

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

11/20/1996 - 09/28/2004

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

01/18/1996 - 11/20/1996

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

01/20/1993 - 09/06/1995

SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)

NY

01/20/1993 - 09/06/1995

SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/07/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/16/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/08/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1996

Series 3 - National Commodity Futures Examination

BC

Issued 04/12/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Patrick Maguire.
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