Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Lee is an active investment advisor representative and has been in the industry for over 30 years. John Patrick Lee is currently registered with Wells Fargo Clearing Services, LLC and has held past registrations with McDonald Investments Inc. and Dean Witter Reynolds Inc. John Patrick Lee holds licenses for Series 63, 65, 7 and 31 securities exams. John Patrick Lee has been working with Wells Fargo Advisors LLC since May 2009. John Patrick Lee has been working with Wells Fargo Clearing Services, LLC since November 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/10/2024 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE OH)
OH
03/10/1995 - 12/02/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
11/29/1991 - 03/17/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/29/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 11/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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