Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lederer is an investment advisor representative with Oppenheimer & Co. Inc., based in White Plains, NY. John has been working in the financial services industry since 1998. John has a broad range of experience with previous roles at UBS Financial Services Inc., Morgan Stanley, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John holds Series 3, 7, 9, 10, 63 and 65 licenses and is registered in several states including New York, New Jersey and Connecticut. John's primary focus is portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NJ
04/10/2013 - 06/02/2014
MORGAN STANLEY (PARAMUS NJ)
NJ
01/28/2011 - 02/14/2013
UBS FINANCIAL SERVICES INC. (BEDMINSTER NJ)
NY
06/01/2009 - 04/28/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/22/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NJ
05/29/2007 - 10/25/2007
CITIGROUP GLOBAL MARKETS INC. (ROSELAND NJ)
NJ
03/08/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (SHORT HILLS NJ)
MA
10/20/2004 - 09/16/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
05/09/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
11/09/2000 - 07/31/2001
CA IB SECURITIES (NEW YORK) INC. (NEW YORK NY)
NY
05/05/1997 - 08/29/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
12/05/1995 - 03/13/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FL
01/18/1995 - 11/06/1995
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
IA
Issued 08/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/27/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2008
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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