Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Keating is an experienced financial advisor with over 28 years in the industry. John is currently registered with LPL Financial LLC and provides advisory services in Plymouth, MA and Waltham, MA. John has a comprehensive background in financial services, having previously held positions at Oppenheimer & Co. Inc., Moors & Cabot, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., RBC Dain Rauscher Inc., Salomon Smith Barney Inc. and again with Merrill Lynch, Pierce, Fenner & Smith Incorporated. John has held licenses in several states, including Florida, Maryland, Massachusetts, New York, North Carolina, Rhode Island, and Washington. John is committed to providing his clients with personalized financial guidance and strategies designed to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2023 - Present
LPL Financial LLC (WALTHAM MA)
MA
02/16/2018 - 06/16/2023
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
07/28/2011 - 02/23/2018
MOORS & CABOT, INC. (NORWELL MA)
MA
10/23/2009 - 07/29/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKLAND MA)
MA
02/02/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HINGHAM MA)
MA
09/20/2002 - 02/15/2007
RBC DAIN RAUSCHER INC. (NORWELL MA)
NY
10/12/1997 - 09/27/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/10/1994 - 09/15/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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