Unclaimed
John Patrick Kearns is a financial advisor with over 40 years of experience in the industry. John has been registered with Morgan Stanley since 2014. John also has previous experience with firms such as Fulcrum Securities, LLC, Westminster Financial Securities, Inc., Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Shearson Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., Drexel Burnham Lambert Incorporated and Merrill Lynch, Pierce, Fenner & Smith, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
01/21/2014 - Present
Morgan Stanley (RESTON VA)
VA
08/22/2006 - 01/22/2014
FULCRUM SECURITIES, LLC (MCLEAN VA)
VA
06/10/2003 - 12/04/2006
WESTMINSTER FINANCIAL SECURITIES, INC. (RESTON VA)
NY
03/12/1996 - 06/12/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/03/1994 - 02/20/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 05/27/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/15/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
04/14/1983 - 04/01/1986
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/26/1978 - 05/02/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/21/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/10/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1986
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/1986
PC - AMEX Put and Call Exam
BC
Issued 04/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Kearns is the right advisor for you? Invested Better is here to help.