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John Patrick Kearns

Morgan Stanley

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About John Patrick Kearns

John Patrick Kearns is a financial advisor with over 40 years of experience in the industry. John has been registered with Morgan Stanley since 2014. John also has previous experience with firms such as Fulcrum Securities, LLC, Westminster Financial Securities, Inc., Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Shearson Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., Drexel Burnham Lambert Incorporated and Merrill Lynch, Pierce, Fenner & Smith, Inc.

Firm Information

John Kearns is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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John Kearns’s Registration & Firm History

VA

01/21/2014 - Present

Morgan Stanley (RESTON VA)

VA

08/22/2006 - 01/22/2014

FULCRUM SECURITIES, LLC (MCLEAN VA)

VA

06/10/2003 - 12/04/2006

WESTMINSTER FINANCIAL SECURITIES, INC. (RESTON VA)

NY

03/12/1996 - 06/12/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

06/03/1994 - 02/20/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/31/1993 - 05/27/1994

SMITH BARNEY SHEARSON INC. (NEW YORK NY)

NY

04/11/1988 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

04/15/1986 - 04/11/1988

E. F. HUTTON & COMPANY INC

NA

04/14/1983 - 04/01/1986

DREXEL BURNHAM LAMBERT INCORPORATED

NA

09/26/1978 - 05/02/1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

04/21/1977 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 06/05/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/01/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2006

Series 24 - General Securities Principal Examination

BC

Issued 08/10/1984

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1986

Series 3 - National Commodity Futures Examination

BC

Issued 04/04/1986

PC - AMEX Put and Call Exam

BC

Issued 04/16/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Patrick Kearns.
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