Unclaimed
John Patrick Kearns is a financial professional with over 20 years of experience in the industry. John is currently registered with Lazard Asset Management Securities LLC and holds the Series 63, Series 7 and SIE licenses. Prior to that, John worked at Lazard Freres & Co. LLC, FM Partners Holdings LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John is located in New York, New York and is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/03/2020 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
06/01/2015 - 08/21/2020
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
05/06/2005 - 02/13/2015
FM PARTNERS HOLDINGS LLC (NEW YORK NY)
NY
06/03/2004 - 05/10/2005
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
08/31/1998 - 05/14/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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