Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Hough is a financial professional with over 20 years of experience in the industry. John currently works at Charles Schwab & CO., Inc. in Omaha, NE. He has held prior roles at TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., and other firms. John has a broad range of experience and holds licenses including Series 63, Series 52, Series 7, and Series 4. John specializes in providing investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
01/18/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
01/30/2022 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
NE
04/19/2006 - 01/19/2022
TD AMERITRADE, INC. (OMAHA NE)
NE
12/06/2000 - 12/31/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
04/19/2006 - 08/02/2007
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
NJ
09/11/2002 - 10/25/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
03/16/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 03/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/21/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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