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John Patrick Gorham

Nomura Securities International, Inc.

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About John Patrick Gorham

John Gorham is an active broker-dealer representative with over 25 years of experience in the securities industry. Currently, John is registered with Nomura Securities International, Inc. and is located in the New York City area. John previously worked with a number of other firms including Natixis Securities Americas LLC, Guggenheim Securities, LLC, Barclays Capital Inc., UBS Securities LLC and Banc of America Securities LLC. John holds Series 7, SIE and Series 63 licenses. He has a strong track record of providing investment advice and research-related services.

Firm Information

John Gorham is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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John Gorham’s Registration & Firm History

NY

08/19/2019 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

07/27/2016 - 11/30/2017

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

06/19/2014 - 07/13/2016

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

05/16/2007 - 03/27/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/11/2004 - 04/19/2006

UBS SECURITIES LLC (NEW YORK NY)

NY

07/08/2002 - 03/08/2004

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

06/07/1999 - 01/28/2002

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

MD

09/27/1991 - 06/07/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 10/24/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Patrick Gorham.
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