Unclaimed
John Patrick Gorham is a financial advisor with Concourse Financial Group Securities, Inc. John has been in the industry since 1989 and is registered to provide financial services in Alabama. He has experience working with individuals, corporations and investment companies. John provides investment management services, financial planning, educational seminars, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
04/18/2005 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
AL
07/07/2000 - 05/09/2005
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
11/04/1999 - 07/10/2000
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
VA
05/05/1999 - 11/01/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
02/28/1996 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NY
08/14/1995 - 02/10/1996
PATRIOT SECURITIES, INC. (NEW YORK NY)
AL
04/29/1992 - 08/16/1995
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NJ
06/07/1990 - 04/27/1992
HYM FINANCIAL, INC. (CLIFTON NJ)
FL
06/07/1989 - 05/25/1990
HOWE, SOLOMON & HALL, INC. (MIAMI FL)
BC
Issued 02/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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