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John Patrick Finneran

Capital Client Group, Inc.

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About John Patrick Finneran

John Patrick Finneran is a financial advisor with Capital Client Group, Inc., based in Los Angeles, California. John has been in the industry since 2007 and is registered as a broker-dealer with the Financial Industry Regulatory Authority (FINRA) and as an Investment Advisor Representative (IAR) with the state of California. John has a wide range of experience in the financial services industry, having worked for several prominent firms such as Blackrock Investments, LLC, Vanguard Marketing Corporation, Fidelity Brokerage Services LLC, and Morgan Stanley Smith Barney. John holds Series 7 and Series 63 licenses and has passed the SIE and Series 65 examinations. John's experience and qualifications make him a valuable resource for clients seeking financial advice.

Firm Information

John Finneran is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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John Finneran’s Registration & Firm History

CA

05/04/2021 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

03/25/2019 - 03/22/2021

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

PA

06/14/2013 - 03/18/2019

VANGUARD MARKETING CORPORATION (MALVERN PA)

PA

11/03/2010 - 05/31/2013

FIDELITY BROKERAGE SERVICES LLC (KING OF PRUSSIA PA)

PA

06/01/2009 - 10/22/2010

MORGAN STANLEY SMITH BARNEY (BERWYN PA)

PA

08/02/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (WEST CONSHOHOCKEN PA)

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Licenses & Designations

IA

Issued 06/11/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Patrick Finneran.
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