Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Dennis has over 30 years of experience in the financial services industry. Dennis currently works with Osaic Institutions, Inc. and is registered to offer financial advice in North Carolina and Virginia. Dennis has worked with various firms over the years and has a wide range of experience in investments. He is a Registered Representative and Investment Advisor Representative. He specializes in a number of areas including fixed income, equities, and mutual funds. Dennis holds several licenses and designations including the Series 6, 7, 63 and 65. He is also a Chartered Financial Consultant. Dennis focuses on providing financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/02/2013 - Present
Osaic Institutions, Inc. (KILL DEVIL HILLS NC)
VA
11/30/2011 - 01/09/2013
SUNTRUST INVESTMENT SERVICES, INC. (CHESAPEAKE VA)
NC
10/18/2002 - 12/14/2011
RBC CAPITAL MARKETS, LLC (NAGS HEAD NC)
NC
06/01/1994 - 10/21/2002
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
MN
09/23/1992 - 06/02/1994
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NY
08/05/1986 - 08/31/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/05/1986 - 08/31/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1991
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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