Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Countryman is a financial advisor who has been working in the industry since 1997. John Countryman is currently registered with Private Advisor Group, LLC, a firm based in Morristown, New Jersey. John Countryman has a wide range of experience in the financial services industry, having worked for several firms, including Raymond James & Associates, Inc., Legg Mason Wood Walker, Incorporated, and U.S. Bancorp Piper Jaffray Inc. John Countryman holds several licenses and certifications, including the Series 3, 7, 63, and 65 exams. John Countryman specializes in providing financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
12/19/2012 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
IN
07/28/2006 - 12/19/2012
RAYMOND JAMES & ASSOCIATES, INC. (INDIANAPOLIS IN)
MD
07/14/2003 - 11/02/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MN
05/22/2001 - 07/10/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
06/12/1998 - 02/13/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
WI
09/16/1997 - 01/26/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 12/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1999
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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