Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Cook is a financial advisor who has been working in the financial services industry since 1981. John is registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since 2021. John is a Series 7 and Series 63 licensed financial professional. John holds a Series 5 license for Options trading and is also a Series 65 Investment Advisor. John is also licensed to provide financial advisory services in Alabama and Texas. Prior to joining Raymond James Financial Services Advisors, Inc., John worked for Raymond James & Associates, Inc. for 8 years. John has a broad range of experience in the financial services industry, including working with individual investors, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
09/20/2021 - Present
Raymond James Financial Services Advisors, Inc. (Tuscaloosa AL)
AL
02/13/2013 - 09/22/2021
RAYMOND JAMES & ASSOCIATES, INC. (TUSCALOOSA AL)
AL
02/05/2001 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (TUSCALOOSA AL)
NJ
08/14/2000 - 02/14/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/17/1981 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 09/30/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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