Unclaimed
John Patrick Connolly is a securities professional with over 8 years of experience in the financial industry. John has a strong track record of success in the securities industry, holding both Series 7 and Series 63 licenses. John is currently registered with BGC Financial, LP. John has a wide range of experience in the financial industry, including experience in securities trading, investment banking, and financial planning. John is committed to providing his clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2015 - Present
BGC Financial, LP (NEW YORK NY)
BC
Issued 10/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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