Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Collins is a financial advisor at Vanguard Advisers, Inc., a firm with over 150,000 clients and assets under management of over $333 billion. John is a Series 7, 63, 65 and SIE licensed representative with over 23 years of experience in the industry. He is registered in Pennsylvania and Texas and has held previous registrations with Oberweis Securities, Inc., VFIC Securities, Inc., Van Kampen Funds Inc., Walnut Street Securities, Inc., and Sentra Securities Corporation. John also holds the Chartered Financial Consultant designation. He specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
12/16/2020 - Present
Vanguard Advisers, Inc. (MALVERN PA)
IL
07/11/2011 - 09/13/2019
OBERWEIS SECURITIES, INC. (LISLE IL)
PA
12/19/2008 - 05/07/2009
VFIC SECURITIES, INC. (KING OF PRUSSIA PA)
TX
03/24/2008 - 08/13/2008
VAN KAMPEN FUNDS INC. (HOUSTON TX)
CA
01/08/1993 - 10/01/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
AZ
11/25/1992 - 02/16/1993
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
BC
Issued 09/09/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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