Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Buckley is a financial professional with over 25 years of experience in the industry. John has held positions at several prominent firms, including BTIG, LLC, Knight Capital Americas, L.P., Goldman, Sachs & Co., and Spear, Leeds & Kellogg, L.P. Currently, John is registered with Hold Brothers Capital LLC. John holds a Series 7, Series 24, Series 55, Series 63, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/02/2019 - Present
Hold Brothers Capital LLC (NEW YORK NY)
NY
05/29/2012 - 05/03/2017
BTIG, LLC (NEW YORK NY)
NJ
11/20/2002 - 05/30/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
02/13/2002 - 11/11/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
06/20/2002 - 07/19/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
12/09/1992 - 02/13/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 02/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2024
Series 99TO - Operations Professional Examination
BC
Issued 05/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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