Unclaimed
John Patrick Border has been working in the financial services industry since March 13, 1995. John is currently registered with Nylife Securities LLC in Bakersfield, CA. John has passed the Securities Industry Essentials Examination, the Investment Company Products/Variable Contracts Representative Examination and the Uniform Securities Agent State Law Examination. Previously, John has been employed by LPL FINANCIAL LLC and CUSO FINANCIAL SERVICES, L.P. John is currently registered with the following states: California, Colorado, Nevada, Texas, Washington, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/23/2016 - Present
Nylife Securities LLC (BAKERSFIELD CA)
CA
07/17/2013 - 09/08/2016
LPL FINANCIAL LLC (BAKERSFIELD CA)
CA
03/05/2010 - 07/17/2013
CUSO FINANCIAL SERVICES, L.P. (BAKERSFIELD CA)
CA
02/28/1995 - 03/10/2010
NYLIFE SECURITIES LLC (BAKERSFIELD CA)
BC
Issued 06/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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