Invested Better
Unclaimed

Unclaimed

Unclaimed

John Patrick Border

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Patrick Border

John Patrick Border has been working in the financial services industry since March 13, 1995. John is currently registered with Nylife Securities LLC in Bakersfield, CA. John has passed the Securities Industry Essentials Examination, the Investment Company Products/Variable Contracts Representative Examination and the Uniform Securities Agent State Law Examination. Previously, John has been employed by LPL FINANCIAL LLC and CUSO FINANCIAL SERVICES, L.P. John is currently registered with the following states: California, Colorado, Nevada, Texas, Washington, Wisconsin and Wyoming.

Firm Information

John Border is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Border’s Registration & Firm History

CA

09/23/2016 - Present

Nylife Securities LLC (BAKERSFIELD CA)

CA

07/17/2013 - 09/08/2016

LPL FINANCIAL LLC (BAKERSFIELD CA)

CA

03/05/2010 - 07/17/2013

CUSO FINANCIAL SERVICES, L.P. (BAKERSFIELD CA)

CA

02/28/1995 - 03/10/2010

NYLIFE SECURITIES LLC (BAKERSFIELD CA)

Not sure if John Patrick Border is right for you?

Licenses & Designations

BC

Issued 06/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Patrick Border.
Not sure if John Patrick Border is right for you?