Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Patrick Baxter is a financial advisor with over 10 years of experience in the financial services industry. John is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2014. Prior to that, John worked for Wells Fargo Advisors, LLC and NYLIFE Securities LLC. John holds the Series 7 and Series 66 licenses as well as the Securities Industry Essentials (SIE) exam. He is also a registered investment advisor in North Carolina. John specializes in providing financial planning, investment management, and portfolio management services to individuals, families, and businesses. John's client base is primarily made up of high-net-worth individuals, families, and businesses. John is committed to providing his clients with personalized financial advice and guidance. He believes in building long-term relationships with his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/01/2014 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
09/19/2011 - 06/10/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
SC
02/16/2010 - 08/05/2011
NYLIFE SECURITIES LLC (CHARLESTON SC)
SC
04/23/2008 - 05/13/2009
UBS FINANCIAL SERVICES INC. (CHARLESTON SC)
BOTH
Issued 01/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Baxter is the right advisor for you? Invested Better is here to help.
