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John-patrick B Heaton

LPL Enterprise, LLC

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About John-patrick B Heaton

John-patrick Heaton is a financial advisor with LPL Enterprise, LLC. John-patrick has been in the financial services industry since 2008. John-patrick is registered with FINRA and the state of California as a Registered Representative and an Investment Advisor Representative. John-patrick provides a variety of financial services, including financial planning, portfolio management, and consulting services. John-patrick is dedicated to helping his clients achieve their financial goals.

Firm Information

John-patrick Heaton is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John-patrick Heaton’s Registration & Firm History

CA

11/14/2024 - Present

LPL Enterprise, LLC (SAN JOSE CA)

CA

11/16/2011 - 04/13/2016

PRUCO SECURITIES, LLC. (NOVATO CA)

CA

11/13/2008 - 06/03/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 08/04/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/10/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/04/2022

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John-patrick B Heaton.
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