Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ager is a financial advisor with over 25 years of experience in the industry. John currently works at Raymond James Financial Services Advisors, Inc. in Charlotte, North Carolina. John has experience in both brokerage and investment advisory services. Prior to joining Raymond James Financial Services Advisors, Inc. John worked at First Citizens Investor Services, Inc., Wachovia Securities, Inc., Dempsey Financial Network, Inc., and Dean Witter Reynolds Inc. John has a broad range of experience in providing financial advice to individuals, businesses, and institutions. John holds the Series 7, Series 10, Series 9, Series 31, Series 63, and Series 65 licenses. John is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
10/18/2013 - Present
Raymond James Financial Services Advisors, Inc. (CHARLOTTE NC)
NC
09/20/2000 - 10/11/2013
FIRST CITIZENS INVESTOR SERVICES, INC. (CHARLOTTE NC)
NC
02/09/2000 - 09/11/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
GA
06/17/1999 - 01/31/2000
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
NC
10/21/1997 - 06/17/1999
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
07/13/1995 - 10/07/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 7/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/8/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/4/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/9/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 7/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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