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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Pasquale Capogna is a financial advisor with J.P. Morgan Securities LLC in NEW YORK, NY. John has been in the industry since 2009 and has experience working with a variety of clients, including individuals, corporations, and institutions. John has passed Series 7, 31, and 63 exams. John is also a registered investment advisor in several states, including New Jersey, New York, and Texas. Prior to joining J.P. Morgan Securities LLC, John worked at MORGAN STANLEY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY SMITH BARNEY, MADISON PROPRIETARY TRADING GROUP, LLC, and NATIONAL SECURITIES CORPORATION. John specializes in providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/15/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/04/2013 - 02/21/2014
MORGAN STANLEY (GREAT NECK NY)
NY
08/15/2011 - 12/14/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAYSIDE NY)
NY
11/30/2009 - 09/06/2011
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
08/03/2009 - 10/02/2009
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
06/15/2009 - 07/22/2009
NATIONAL SECURITIES CORPORATION (WESTBURY NY)
NY
10/13/2008 - 03/06/2009
NATIONAL SECURITIES CORPORATION (WESTBURY NY)
IA
Issued 12/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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