Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rhodes is a financial advisor with over 29 years of experience in the industry. John has a wide range of experience working with clients in various states and has a proven track record of success. John holds multiple licenses and designations, including Series 7, 6, 63, 65, and 66, as well as the SIE exam. John is currently registered with Charles Schwab & Co., Inc. John has previously worked with LPL Financial LLC, AG BD LLC, REFCO SECURITIES, LLC, CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. John provides financial planning and other advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
GA
01/12/2022 - Present
Charles Schwab & CO., Inc. (Augusta GA)
GA
04/20/2011 - 07/13/2012
LPL FINANCIAL LLC (AUGUSTA GA)
NY
10/18/2007 - 01/31/2009
AG BD LLC (NEW YORK NY)
NY
04/28/2004 - 10/25/2005
REFCO SECURITIES, LLC (NEW YORK NY)
NY
08/06/1996 - 03/18/2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
12/19/1986 - 11/13/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 08/17/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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