Unclaimed
John Pardue is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., located in FORT WORTH, Texas. John has been in the industry since 2008 and has a total of 21 state registrations. The advisor holds the Series 7, 62, 63 and 65 securities licenses, as well as the SIE exam. John has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since January 2013. Previous to Merrill Lynch, Pierce, Fenner & Smith Inc. the advisor was with National Securities Corporation in Boca Raton, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT WORTH TX)
FL
03/23/2004 - 03/15/2005
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
BC
Issued 01/19/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2004
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Pardue is the right advisor for you? Invested Better is here to help.