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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Palazzetti is a financial professional with over 30 years of experience in the industry. John is a registered representative with Morgan Stanley and has held various roles at other financial institutions, including Park Avenue Securities, Fieldpoint Private Securities, and Citigroup Global Markets. John is a licensed Investment Advisor Representative in New Jersey, New York, and Texas and holds several industry certifications, including the Series 3, 6, 7, 8, 10, 23, 24, 63, 65, 79TO, 99TO, and SIE exams. John specializes in providing financial advice to individuals, high-net-worth individuals, corporations, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/08/2020 - Present
Morgan Stanley (New York NY)
NY
06/18/2014 - 11/05/2019
PARK AVENUE SECURITIES LLC (NEW YORK NY)
CT
07/26/2011 - 05/08/2014
FIELDPOINT PRIVATE SECURITIES, LLC (GREENWICH CT)
NY
06/01/2009 - 08/05/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
06/18/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/04/1989 - 07/01/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
07/24/1989 - 08/16/1989
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/14/1989 - 08/12/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
06/27/1988 - 02/24/1989
NML EQUITY SERVICES, INC.
NA
06/27/1988 - 02/22/1989
ROBERT W. BAIRD & CO. INCORPORATED
IA
Issued 11/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2011
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 04/05/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2005
Series 3 - National Commodity Futures Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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